Compliance manager recruitment
This opportunity offers great exposure to the key areas of the business and will require candidates to have solid advisory and regulatory compliance knowledge. The candidate that secures this role will be responsible for the following: Working with different business units within the bank to provide regulatory compliance advice. Liase with senior stakeholders within the firm to update them of changes in MAS guidelines and ensure internal compliance with these regulations. Undertake review of transactions and conduct periodic assessment checks on departments. Help to resolve gaps in compliance understanding. Conducting Read more […]
Compliance Manager recruitment
The Company Our Client is a global financial institution. The Role You will oversee the compliance function relating to the funds. With it, you will draft and implement Compliance Manual comprising of compliance policies and procedures. Revise and update compliance policies and procedures to complement changes in legal, regulatory and internal requirements. Co?ordinate and provide input on policies and procedures of various departments in the company Further, you will monitor and enforce compliance by the Company and their staff with the internal and external legal, regulatory, codes and policy Read more […]
Compliance Manager recruitment
Outstanding long term career platform .Attractive Salary Package.About our ClientOur client is a respected Global Bank that is currently growing hiring in their Front Office, Back Office and Support Functions across their branches here in Shanghai China. They are committed to attracting a diverse range of candidates and if you have an interest in joining a modern and progressive bank with a foundation of success here in Shanghai, read below for specific information and contact me to discuss how you can take the next step to applyJob DescriptionThe Compliance Manager will assist the Compliance Read more […]
Compliance Manager recruitment
– Develop and enhance the Group Compliance Risk Management Framework.- Develop compliance strategies and programmes to manage significant compliance risk and improve the company’s compliance culture.- Implement and provide guidance on Compliance Risk Self-Assessment.- Pre-empt emerging risks by monitoring significant regulatory developments in countries and industries that the company operates and mitigate such risks.- Produce regular group compliance reports and risk dashboards for management and board committees.- Responsible for coordinating and drafting/reviewing the Group’s response in all Read more […]
Compliance Manager recruitment
A leading IFA is looking for a Compliance Manager to lead their Compliance function. The role reports directly in to a Managing Director and be responsible for Compliance and Anti-Money Laundering across the business.Your responsibilities will be:• Managing the firm’s relationship with regulators• Completing quarterly GABRIEL returns and six-monthly RMAR returns to the FSA• Maintaining Complaints file and any rule breach on the register• Producing monthly Compliance report to the Board• Providing references for former advisers• Dealing with complaints against advisers and the Read more […]
Compliance Manager recruitment
ResponsibilitiesTo assist the Head of Compliance in providing a response to any request for information made by the regulator.To identify and report on risks or potential conflicts of interest arising from new products, strategies or processes at PAM SA.To ensure that all errors and breaches identified are promptly reported and that appropriate corrective actions are taken.To improve implementation of Compliance monitoring procedures and processes for the investment teams (including PAM Operations linked to such activities) in compliance with SEC and FINMA standards.To carry out the daily monitoring Read more […]
COMPLIANCE MANAGER recruitment
In addition to our Investment Management business we are also the Responsible Entity for the Australian domiciled unit trusts managed by US based Bridgewater Associates, LP, Manager of Global Mining Investments Limited, a listed investment company on the ASX (code: GMI) and Manager (through a wholly owned subsidiary) of the US Domiciled Bell Australia Trust and Bell International Trust. Assets under management or administration exceed $4 billion.The Compliance Manager position is an autonomous role that is responsible for delivering to management outcomes of compliance with required regulations, Read more […]
Compliance Manager recruitment
With a truly entrepreneurial spirit, a global approach and a genuine passion for travel, our client has carved out a niche in the highly competitive travel insurance sector. Having taken a more holistic approach to their customer needs to deliver value beyond just providing travel insurance they have experienced phenomenal growth in recent years. As a result of their continuing success they are seeking a seasoned compliance professional to ensure the business meets its regulatory obligations, makes prudent commercial decisions, and has effective risk compliance processes in place to facilitate Read more […]
compliance manager recruitment
MissionAssurer un encadrement et fournir un soutien technique, en tant qu’interlocuteur de référence, pour toutes les questions de compliance liées à l’activité des départements Quants Balanced et Total Return.ResponsabilitésAssister le responsable Compliance dans la fourniture des éléments d’information demandés par des organismes de surveillance.Identifier et signaler les risques et les conflits d’intérêts susceptibles de découler de nouveaux produits, processus ou stratégies au sein de Pictet Asset Management S.A. (PAM SA).Veiller à ce que les erreurs et les manquements Read more […]
AML, Assistant Manager/Compliance Manager recruitment
A leading global bank has a new opening for a Compliance Manager to join its well regarded Hong Kong compliance team.In the role you will provide high level support to the AML team management in identifying compliance risk by conducting AML compliance reports and regulatory checks.In this role, you will:Assist in the testing of the adequacy of controls in place within the business and to identify potential and actual breaches of relevant laws and regulationsAssist in the streamline and integrate the AML approval process of the businessBe responsible for assisting the compliance function in complying Read more […]