Compliance Monitoring and Testing Manager recruitment
Responsibilities To assist in the implementation and design of the Compliance Monitoring Test Plan in Hong Kong in accordance to the local regulations. Compliance monitoring tests performed are primarily covering the Hong Kong market and could potentially expand to other countries within JAPA region as needed.Execute fieldwork testing based on Compliance Monitoring PlanTimely execution of fieldwork testing. Efficiency and Effectiveness in the execution testing phase is critical.Regular and timely dialogue and communication on the progress of the work and potential findings to the Regional Compliance Read more […]
Compliance Monitoring and Testing Manager recruitment
One of the worlds leading Financial Service Institutions who offer a range of Investment services are currently looking for an EMEA Compliance Controls and Testing Manager. They have a global presence through all of their businesses and are continually leading the way in product innovation and development. This group level position provides direct exposure to senior management and oversight of Risk and Control teams throughout the businesses.Your main responsibilities will be:• Managing a team and execute the plan within the required timeframes.• Conducting reviews producing detailed reports Read more […]