Compliance Monitoring Manager – Brokerage recruitment
One of the worlds leading brokerages require a compliance professional to assist in the development of their Compliance Monitoring programme. This is an excellent opportunity for an experienced compliance professional to join a well respected and established business.The successful applicant will have the following responsibilities:• Developing the monitoring programme • Perform both desk based and thematic reviews• Investigate regulatory concerns on an ad-hoc basis, escalating issues where necessary.• Produce monitoring reports and make recommendations to the business, ensuring actions Read more […]
Compliance Monitoring Manager – Insurance recruitment
This top Global Insurance Broker are seeking a Compliance Monitoring Manager to join their expanding Monitoring department.This role will sit within a high profile team who report directly to committee level. Working closely with other Governance functions you will be involved in delivering the planning and delivering the Compliance Monitoring plan. You will undertake various company reviews of a standard and complex nature and provide a review and recommendations to the business on any weakness identified.The right person for this role will have previous monitoring experience gained within a regulated Read more […]
Compliance Monitoring Manager – Asset Management – Up to 100K recruitment
Due to increasing regulation on the horizon, one of the most coveted asset managers require a compliance monitoring manager to join them in anticipation of the workload this will create. This is a high-end business that will find you rubbing shoulders with the most talented individuals in the industry.You will be expected to research, plan and undertake risk based, audit-like reviews to assess the business’ compliance with relevant regulations, and as such you will work closely with the head of department to develop the monitoring programme and ensure that it remains risk based and up to date Read more […]
Compliance Monitoring Manager / Investment Banking recruitment
Our client, a global financial institution is looking for a Compliance Monitoring Manager to join their compliance team and help in ensuring that the business meets its regulatory obligations. The individual would also help in identifying and mitigating risks across the business and help promote a proactive regulatory culture.Duties Include:• Regularly assess the adequacy and effectiveness of policies and procedures in place to monitor the business. • Review work undertaken by the risk assessment process to ensure that it is line with the firm’s business practices and methodology.• Promote Read more […]