VP, Compliance Monitoring recruitment
The responsibilities of the individual in this position include: Pro-actively contributing to the identification and assessment of business risks Assisting with the continuous development of compliance policies and procedures Managing the European compliance monitoring programme, producing reports for the Board and providing assurance that the business control framework is aligned to regulatory requirements, in line with the company’s risk appetite and is operationally effective Answering queries from the business Keeping track of the progress in relation to findings Interpreting Read more […]
Compliance Monitoring recruitment
Duties:Conduct Compliance Monitoring activities throughout the businessIdentifying areas of risk that require attention and advising in relation to solutionsProviding accurate and detailed reports where requiredCompleting adhoc compliance activities as and when requiredRequirements:Understanding of compliance in relation to FSA rules and regulationsA good understanding of the financial services industryExperience in assessing risk in relation to auditing systems of internal controlIOC or equivalent would be advantageousPersonal attributes required: Good organisational and planning skills Ability Read more […]