Compliance Officer needed at Stockbroker recruitment
This vacancy offers the successful candidate the opportunity to develop their compliance career within a large department involving a high number of experienced compliance professionals. As a Compliance officer your responsibilities will include the following:Main Responsibilities:- Review and update policies and procedures- AML Monitoring- Assist in Broker and Branch compliance reviews on and off site- Produce management reports for departmental purposes- Client account set-up approval- Ad hoc projects Read more […]
April 7, 2012
• Tags: Compliance Officer needed at Stockbroker recruitment, Private Banking, Wealth Management careers in the UK • Posted in: Financial • Comments Off on Compliance Officer needed at Stockbroker recruitment