Compliance Officer recruitment
Responsibilities: • Executing controls and monitoring tasks in accordance to the compliance controls plan.• Reporting on findings to line manager and stakeholders and ensuring action is taken to address deficiencies.• Assisting in the development and maintenance of the compliance monitoring procedures, compliance plan and compliance program.• Identifying and analysing any new legal or regulatory changes on the WM business.• Working closely with the business to identify opportunities for better or new processes where compliance issues are at stake and developing alternative solutions Read more […]
TIAA-CREF Asset Management (TCAM), Compliance Officer recruitment
TIAA is a US financial services organization and is the leading provider of retirement services in the academic, research, medical and cultural fields with $450 billion in combined assets under management.We are seeking a Compliance Officer to support our UK/Luxembourg locations as follows:Responsibilities include: • Oversee compliance aspects for UK office and Luxembourg office.Develop and implement a risk based compliance programAssume day to day management of the firm’s compliance monitoring programOversee and manage the compliance, systems and controls, assessing their ongoing effectivenessProvide Read more […]
Compliance Officer recruitment
Purpose Under the supervision of the Chief or the Deputy Chief Compliance Officer as the case may be, the compliance officers will contribute to the identification, assessment and monitoring of compliance issues related to the Bank’s operations with special attention to lending operations. Particular emphasis should be given to the mitigation of compliance risks that the Bank might incur by engaging in operations or by dealing with certain counterparts or individuals. Accountabilities S/he will: • Collect from the Operational Directorates all relevant information for OCCO’s due diligence Read more […]
COMPLIANCE OFFICER recruitment
Rattaché(e) au Responsable Pôle Avis Sécurité Financière, vos principales missions consistent à : – Emettre des avis : analyser les transactions et les dossiers clients soumis à la Sécurité Financière pour avis. – Préparer les dossiers à soumettre aux autorités compétentes (Comité d’Opérations Sensibles, Direction Générale du Trésor), puis préparer les déclarations de soupçon si nécessaire. – Assister les métiers ou les entités du réseau sur des clients ou transactions nécessitant un avis Sécurité Financière : Read more […]
Compliance officer recruitment
My client is currently looking for a compliance officer who is responsible for ensuring regulatory requirements for a regional basis. The candidate will be responsible for the following Monitor regulatory requirements and notices and maintain the compliance database Participate in global and regional compliance discussions Refine internal compliance regulations and processes. Maintain oversight of corporate secretarial work and ensure up to date governance information in the financial management systems The candidate will have the following qualifications Read more […]
Compliance Officer recruitment
Our client is more than 100 years old Insurance player in the market. Their brand is synonymous with financial strength and dynamism. They are the oldest and most established player Life Insurance player in Singapore and Malaysia.Job PurposeReporting to the Section Head of Regulatory Compliance, you will provide assistance in all compliance matters.The JobProvide compliance advisory support to business units.Vet product related materials to ensure compliance with applicable regulations.Monitor regulatory developments that contribute to the interpretation of regulatory changes and their application Read more […]
Compliance Officer recruitment
This is a great opportunity to join one of the leading insurers and work in an international and multicultural environment.Main accountabilitiesJoining one of the major players of the insurance industry, you will have the opportunity to work on various projects. You will be in charge of the development and implementation of compliance programs. You will provide business partners with compliance policies and procedure. You will also have to train the staff and advise them on compliance topics.Skills and Experience- University degree or equivalent- At least 5 years of proven track record in the compliance Read more […]
Compliance Officer recruitment
Role requirementsAbility to work under pressure and to challenging deadlines 8 to 10 years of experience in Legal and Compliance within Banking/ FIsStrong commercial awareness and understanding of jurisdictional requirements (e.g. Banking Act, MAS regulations, SFA, FAA, CMS licensing, AML/CFT regulations)Strong knowledge in operations of Equities and MA businessChair Compliance committee, establish and implement Compliance ProgramManage material review of Compliance manual/program and provide regulatory guidance to all staffDeal with enquiries from Regulators and ExchangesKeep abreast of all current Read more […]
Regulatory Lawyer / Compliance Officer recruitment
Group Profile:Artisan Partners UK is part of the Artisan Partners group. Artisan Partners is an independent investment management firm focused on providing high value-added, active investment strategies to sophisticated clients globally. Artisan Partners’ principal offices are located in Milwaukee, San Francisco, Atlanta, New York and London. Since 1994, the firm has been committed to attracting experienced, disciplined investment professionals to manage client assets. Artisan Partners has five autonomous investment teams that oversee twelve distinct U.S., non-U.S. and global investment Read more […]
Compliance Officer recruitment
This is an exciting opportunity to join a well established and growing Hedge Fund. Our client seeks a seasoned compliance professional to join their team in Singapore, to be a key member of the regional team.This compliance position will report directly to the Head of Legal and Compliance in the region and work closely with the business.You will be responsible for the compliance function, covering all aspects of compliance including AML/KYC, licensing, advisory, regulatory and internal controls and procedures. This role will be key to the business and is a fantastic opportunity to be part of growing Read more […]