Compliance Officer / AM (AML / General Compliance) recruitment
In this role, you will be primarily responsible to handle full spectrum of compliance activities (in either the AML or general compliance space), including conducting compliance reviews on checklists, advise and monitor on the existing frameworks, MAS-related activities, etc. To be considered for this opportunity, you will possess:-Relevant tertiary qualifications At least 2 to 5 years of experience in the compliance space Advanced communication and interpersonal skills Interested applicants, please forward your full resume / CV (in MS Word Format) to joan@jac-recruitment.sg Read more […]
Compliance Officer – Luxembourg recruitment
Role: The main Compliance tasks will include:Understanding Luxembourgish compliance rulesCreating, monitoring and updating of a Luxembourgish regulatory control system which lists on-going regulatory obligationsReviewing the existing compliance Luxembourgish Manual to ensure compliance with Luxembourgish compliance rulesMonitoring regulatory developments in Luxembourg and providing regular updates to the Head of Group ComplianceReviewing and approving marketing documents, research articles and press releasesAd-Hoc support as required by the General Counsel and the Head of Group ComplianceRequirements:For Read more […]
Compliance Officer/ MLRO recruitment
Compliance Officer MLROMy Client are a successful international bank, urgently recruiting for a Compliance Officer and MLRO to join their expanding team.This opportunity offers exceptional benefits including a generous salary package with very attractive added benefits, bonus, flexible working arrangements, career progression and direct exposure to the board.This is an exciting opportunity to work for a financial services organisation, with excellent scope for career development. The role is based in the City of London, and will require the successful candidate to:Be approved by the FSA for CF11 Read more […]
Compliance Officer – Switzerland recruitment
My client is a top-tier Swiss bank currently looking for a high-calibre compliance specialist with 3-7 years experience. As a well established name, the client offers an excellent opportunity to join their expanding team. As a successful candidate you should have a focus on general compliance in private banking and be senior enough to be a sound decision-maker. The ability to speak both German and English is vital as well as a Swiss Law degree.This is an excellent opportunity to join an organization where you will be part of an entrepreneurial and idea driven team. You should be fully qualified Read more […]
Compliance Officer – based in Switzerland Zurich office recruitment
My client is a top-tier Swiss bank currently looking for a high-calibre compliance specialist with 3-7 years experience. As a well established name, the client offers an excellent opportunity to join their expanding team. As a successful candidate you should have a focus on general compliance in private banking and be senior enough to be a sound decision-maker. The ability to speak both German and English is vital as well as a Swiss Law degree.This is an excellent opportunity to join an organization where you will be part of an entrepreneurial and idea driven team. You should be fully qualified Read more […]
Compliance Officer, Complaints recruitment
Our client, an investment dealer in the north end of Toronto, is looking to add aCompliance Officer, Complaints. Reporting to the Assistant Chief Compliance Officer, the Compliance Officer, Complaints is to be responsible for investigating and responding to client complaints and regulatory requests. Focus for this role will include preliminary review and required document gathering of client complaints received. Additional responsibilities will include drafting client correspondence throughout the complaint handling as well as monitoring and documenting complaint processes to ensure timely Read more […]
Compliance Officer – Temporary Contract recruitment
Overview Job Title: Compliance Officer – Bank of America Merrill Lynch Internal Title Level Assistant Vice President Location Central Park, Leopardstown, Dublin 18 Duration 6 months Bank of America Overview Read more […]
Compliance Officer – (Derivatives & Futures) recruitment
Day to Day Responsibilities Include: Develop and implement various compliance training programs and/or sessions. Conduct reviews of various Newedge derivative trading desks to ensure compliance with regulatory rules, Newedge policies, and identify risk within the trading operation procedures. Measure and monitor compliance risk within the entity, including but not limited to risk assessments, strengthen the internal control monitoring framework, assist the Department to enhance procedures to comply with regulations etc. Assist management in identifying and containing information risk, Read more […]
Compliance Officer – Switzerland, Zurich recruitment
My client is a top-tier Swiss bank currently looking for a high-calibre compliance specialist with 3-7 years experience. As a well established name, the client offers an excellent opportunity to join their expanding team. As a successful candidate you should have a focus on general compliance in private banking and be senior enough to be a sound decision-maker. The ability to speak both German and English is vital as well as a Swiss Law degree.This is an excellent opportunity to join an organization where you will be part of an entrepreneurial and idea driven team. You should be fully qualified Read more […]
Compliance Officer
We at Manpower are currently recruiting on behalf of our client; a large financial blue chip company based in central London, for a Compliance Officer. The role would be helping out on completing compliance reports, some testing and monitoring, putting together training, plans and some training as well as general co-ordination. Esperience in financial services and consumer credit would be beneficial.