Compliance & Operations Manager recruitment
My client is a Proprietary trading firm looking for a Compliance Operations Manager to look after the UK business. The position will be responsible for a number of areas within the business and will serve as an essential point of contact between the UK operations and US parent company.The daily duties will include:• Performing control functions for Compliance Oversight (CF10), Risk Assessment (CF14) and Significant Management Function (CF29)• Serving as the Firm’s key point of contact for the FSA• Ensuring that the Firm’s London Operation is adequately staffed • Working closely Read more […]
Compliance & Operations Manager recruitment
The firm has the first two investment professionals in place and as part of the set up process they are looking to hire an experienced candidate to join them in a blended role with responsibility for Compliance and Operations/Middle Office.The successful candidate must have a proven track record in compliance as it is likely that they will be registered in the 10 11 controlled functions for the firm. They must also have extensive fund management / hedge fund operations experience.Key Responsibilities• Be registered as the CF10 11 for the business• Ensure that all necessary compliance responsibilities Read more […]