Compliance Officer – Compliance Review / Control recruitment

This role will form part of a team of 5 local compliance officers who will be responsible for Compliance reviews in the UK. This is a AVP level hire and you will report to the Head of the Compliance Review team. Compliance reviews will include reviews within the Investment Bank, Private Bank, Asset Management and Shared Services. Specifically, this will include desk reviews, themed reviews and a number of other internal reviews of the Compliance department. Your main responsibilities will be to: • Manage and lead Compliance reviews cross divisionally. This will include:                Read more […]

April 13, 2012 • Tags: , , , , • Posted in: Financial • Comments Off on Compliance Officer – Compliance Review / Control recruitment