Compliance Specialist, Asset Management (5+ yrs pqe) Singapore recruitment
Successful candidate will advise on compliance and regulatory matters including the development of monitoring surveillance programs for the firm and lending proactive support to ensure global policies and best practice standards are effectively implemented. Ideally, you must have at least 5+ yrs of related experience in handling compliance policies and procedures, understanding of regulatory requirements, the ability to identify breaches and to ensure timely solutions. REF: 10941/EFCLearn more about this position apply today by contacting Hughes-Castell:+Call: +65 6220-2722+E-mail: hughes@hughes-castell.com.sg+Browse Read more […]
Compliance Specialist, Monitoring & Surveillance recruitment
UBS can offer you an environment geared towards performance, attractive career opportunities, and an open corporate culture that values and rewards the contribution of every individual.This role consists of three primary functions: 1) to undertake day to day monitoring and surveillance activities; 2) to work closely with various stakeholders to develop and enhance monitoring programmes and systems; and 3) to assist in the co-ordination of the overall governance and supervisory framework for cross division monitoring and surveillance.The role will be based in Hong Kong or Singapore.Key tasks and Read more […]