Compliance Manager, Monitoring & Surveillance recruitment
If you have the following skills and experience then this may be a great opportunity for you to join a reputable brand in financial services:At least 4-7 years of Compliance experience within a financial institution, regulatory body and/or comparable environment. Good knowledge of the local market and local language skills e.g. Mandarin and/or Cantonese.Good working knowledge of banking and securities laws, regulations, directives and regulatory expectationsThe ability to balance commercial objectives with legal, regulatory and ethical considerations and provide compelling solutionsThis primary Read more […]
Compliance Specialist, Monitoring & Surveillance recruitment
UBS can offer you an environment geared towards performance, attractive career opportunities, and an open corporate culture that values and rewards the contribution of every individual.This role consists of three primary functions: 1) to undertake day to day monitoring and surveillance activities; 2) to work closely with various stakeholders to develop and enhance monitoring programmes and systems; and 3) to assist in the co-ordination of the overall governance and supervisory framework for cross division monitoring and surveillance.The role will be based in Hong Kong or Singapore.Key tasks and Read more […]