Compliance Specialist Fund Distribution recruitment

You will assist on all compliance matters in particular the Collective Investment Scheme (CIS) and you will contribute to the design, development and execution of a risk based compliance monitoring approach. You will ensure that the asset management and distribution activities undertaken are in compliance with FSA and other relevant regulations, take the lead in the review of marketing documents ensuring that they satisfy relevant regulatory requirements and implement the periodic compliance monitoring of the sales and marketing functions including leading the scoping and reporting of compliance Read more […]

July 28, 2009 • Tags: , • Posted in: Financial • Comments Off on Compliance Specialist Fund Distribution recruitment