Compliance Surveillance Analyst recruitment
Work as part of the Team providing Central Compliance Services to RBC Capital Markets (RBCCM) and Wealth Management (WM) London Support the delivery of core elements of the Compliance Management Plan (see responsibilities below) as it relates to monitoring and surveillance on a timely and consistent basis and in accordance with this mandate and agreed goals/objectives, andSupport the development of a strong and consistent compliance culture across all areas of the Capital Markets and WM operations in LondonPRIMARY RESPONSIBILITIES Support the ongoing operation of RBC’s Central Compliance team, Read more […]