Compliance Testing, Investment Bank recruitment
Reporting to a Director of Compliance Testing, you will be responsible for assessing the effectiveness of existing and proposed compliance controls and bank policy and making recommendations for improvement. This will involve working closely with compliance and business management heads across all areas of the bank – capital markets, investment banking, corporate banking and wealth management – in order to identify key areas of risk re trades, monitoring and surveillance. You will then set up specific testing programmes aimed at evaluating regulatory compliance and report the findings. A key component Read more […]
April 19, 2009
• Tags: Accounting & Finance careers in the Hong Kong SAR, Compliance Testing, Investment Bank recruitment • Posted in: Financial • Comments Off on Compliance Testing, Investment Bank recruitment