Deputy Head of Compliance recruitment
My client an Investment Bank based in the city and they are currently looking for a Deputy Head of Compliance and also a good working backround within the Wholesale and Capital Markets. The person will have good exposure to Compliance including strong knowledge of AML and Financial CrimeThe responsibilities of this role will include:Implement a Compliance monitoring program, documenting and reporting the findings.Carry out reports and in the case of non-compliance escalate to the Head of Compliance.Act upon areas of weakness as found in the compliance review and to see it’s implementation Read more […]
Deputy Head of Compliance recruitment
Answering directly through to the Head of Legal Compliance, this role will have a broad and varied remit. Given this breadth of responsibilities, a complete understanding and ability to demonstrate a proven track record of all areas of Regulatory Compliance will be required. Key strengths in governance, policy and regulatory reporting will be expected. Applicants will need to have previous experience of working in a similar function within the financial services industry, preferably a global asset manager or investment bank. The successful candidate will be degree educated and have a strong legal Read more […]