Director of Compliance Job recruitment

Director of Compliance Job ID #: 73861 Location: AZ-Phoenix Functional Area: Compliance Business Line: Advisor Group Employment Type: Full Time – Permanent Education Required: Bachelors Degree (or equivalent) Experience Required: 3-5 years Relocation Provided: No Travel Percentage: 0 Position Description: Our Director of Compliance of SagePoint Financial Inc. Broker Dealer Compliance Unit will be responsible for the day to day activities in the Compliance Department including oversight of incoming calls and requests from representatives for information. Oversight of the supervisory process Read more […]

June 23, 2012 • Tags: , • Posted in: Financial • Comments Off on Director of Compliance Job recruitment