Head of Compliance – Brokerage recruitment
Our client, a well established financial group is currently seeking for a high calibre to join the management team.You are responsible for manage the operation of compliance department; develop proper control, polices and procedures to ensure the company complies legal and regulatory requirements; implement, review and update compliance programs, internal control polices, guidelines including KYC, AML; provide advisory servies to board of directors, management and business units on issues regarding compliance with companies ordiance, SFC regulations etc. RequirmentsDegree holder10 years of experience Read more […]
PRIVATE BANKING EQUITY SALES AND MARKETING – ASIA COVERAGE (HONG KONG BASED POSITION) recruitment
Working closely with Senior Private Bankers (PB’s) as well as various other business units, the equity sales marketing specialist will work closely and coordinate with the CIO, DPM, Research, Lead strategist, PB’s and Clients to drive equity flow business with compelling investment ideas to PB’s in Asia.The individual will be primarily responsible for Asian coverage but will be coordinating with his/her peers regionally for other markets. He or she will also be a member of the Equity ACT call and will be required to work and coordinate with Regional colleagues to deliver Asian market updates and Read more […]
Corporate Action Specialist recruitment
Responsibilities:Corporate Actions and Corporate Events.Assist in the development of market operations policies and procedures.Prepare/verify swift instructions to our custodian agent as requiredPerform daily clearing operation in accordance with internal operational procedures and control guidelines.Assist in reconciling cash accounts against agent bank statements and resolve any discrepanciesFollow up with custodians regarding Corporate Actins Events and Asset Management queries.Requirements: 2-3 years experience within Corporate ActionUniversity degreeSolid experience in clearing and settlement Read more […]
Operational Risk HK, Executive Director recruitment
Position Category: Risk ManagementPosition Title: Operational Risk HK, Executive DirectorJob Level: Executive DirectorLocation: Hong Kong – Hong KongEducation Required: Refer to Position DescriptionPosition Description:Position Description:Operational risk is, “The risk of loss, or damage to a Firm’s reputation, resulting from inadequate or failed internal processes, people, and systems, or from external events.” (based on Basel) Operational Risk Manager (ORM) is an independent risk manager overseeing and ensuring risk management at the Firm level. Scope of risk coverage includes all business lines Read more […]
Operations/ Equities/ Cash/ Settlements/ Ibank/ HK recruitment
Job Description:-Perform all operational processing -Monitor and facilitate successful trade settlements-Prepare and send out all trade confirmations to various parties-Ensure all settlement processes are complied with regulatory requirementsJob Requirements:-University graduate-Experience with HK equities settlements-Experience with operationg CCASS-Fluent in English and MandarinSalary ranges from $20-30k with excellent benefits package. This is the perfect opportunity for motivated individuals who are looking to join a rapidly expanding team.Interested candidates please e-mail CV to asia-at-huxley.com Read more […]
Korean Speaking Corporate Events Analyst – Hong Kong recruitment
Pinpoint Asia is the leading specialist Financial IT recruitment firm in the Asia Pacific region.We have carefully and strategically grown our client base to cover a number of the world’s top financial institutions including some of the most renowned names on Wall Street.Our significant market reputation and status as the No. 1 ranked IT search firm for many of our select clients is a direct result of our strong industry relationships, intimate understanding of the marketplace and proven ability to deliver results.To get ahead, contact us at www.pinpointasia.com Read more […]
Audit Manager, Equities Group Internal Audit, Wholesale Banking recruitment
Key Roles ResponsibilitiesAudit a variety of Equity and global Financial Markets operations and functions in accordance with audit / test programmes to meet agreed assurance objectives, timelines and established standardsAfter an initial induction period, lead the planning, fieldwork, and reporting of internal audit engagements to deliver agreed assurance objectives to established standards and timelinesEstablish and develop effective working relationships with Equity Management of business units for which incumbent has risk assessment responsibility or is assisting in risk assessmentsAct as liaison Read more […]
Equity Research Sales recruitment
We are seeking an equities research sales person in China who can sell our African Research products into the Chinese hedge fund, pension fund, and broader financial community in Beijing, Shanghai, and Hong Kong.A minimum of 5 years of previous experience selling research to hedge funds, institutional money managers, and pension funds in China (Mainland and/or Hong Kong) is required. 4 year degree in finance, economics, or related area is required. MBA and/or CFA is a plusMust have verifiable, established contacts with portfolio managers at hedge funds (primary interest), pension funds, etcComfortable Read more […]
Senior Application Developer – Investment Institution recruitment
This company is currently in search of a specialist to fit within their ever growing team. This team is an application development team that focus primarily on Investment Management Applications, and offers the successful candidate the job opportunity to work on greenfield development. The reason for this Application developer job opportunity is because they have finalised an approval for an additional headcount within the team due to the continual success for the team. As the application developer, you will be directly reporting to the Development Manager and be working within an experienced Read more […]
Investment Analyst recruitment
The firm is currently expanding the equity long/short strategy and seeks highly talented individuals for the following positions:ResponsibilitiesConduct fundamentals research in Japanese equities, with potential extension into parts of NJAAssist portfolio manager in earnings models, company meeting preparations, etc.Exceptional performer will eventually be given opportunity to become junior portfolio managerQualificationsHong Kong based and native Japanese fluencyExcellent numeric skills and 3-7 years of Japanese equity research experienceGood knowledge of accounting a must; experience in investment Read more […]