Compliance Consultant – Cash Equity – Exchange experience recruitment
Main responsibilites will be:Maintain an up to date knowledge of the business, including products offered and services provided to clientsMaintain an up to date awareness of the regulatory environment, including but not limited to a working knowledge of the laws, rules and regulations of the FSA, London Stock Exchange and other relevant regulatory bodiesProvide compliance and Regulatory Advice to all business linesProactively enhance the compliance function to ensure regulatory and compliance risks are comprehensively coveredManage the Compliance and Anti-Money Laundering frameworkWork with all Read more […]
March 2, 2012
• Tags: cash equity, Compliance Consultant, Equities careers in the UK, Exchange experience recruitment • Posted in: Financial • Comments Off on Compliance Consultant – Cash Equity – Exchange experience recruitment