Compliance Manager – Financial Promotions recruitment
My client – a large and well known asset manager is looking for a Financial Promotions specialist to join their compliance function.Experience in this field is essential.The role responsibilities are:Review and approve retail advertising, marketing and electronic marketing material for use on the UK, in line with FSA rules, regulations and guidance on financial promotions.Review and approve some parts of prospectuses, key investor information documents, fact sheets etc.Provide some training in relation to financial promotions and marketing.Maintain UK policies and procedures in respect of financial Read more […]
Compliance Consultant – Financial Promotions recruitment
OpportunitySupporting the MG Retail Business this role is an excellent opportunity for someone to continue or start their career in the field of compliance within a leading asset management firm. Key responsibilitiesWorking within a team of three others, the key areas of responsibility will be: – Approval of financial promotions for the UK and continental Europe- Supporting marketing teams by delivering guidance, training, and advice where required- Ensuring that prospectuses, key investor information documents, key features documents, and fund reports are updated and compliant- Ensuring that changes Read more […]