Bank Regulatory Compliance Officer – Foreign Bank recruitment

The roleIn addition you will establish and maintain the regulatory compliance and training program for Branch officers and employees. The role reports directly to and works very closely with the CCO of the New York Branch. Other key tasks may include but not be limited to:Monitor compliance with applicable Federal and New York State laws and regulations;Conduct regular compliance reviews of those areas affected by regulations;Keep abreast of changes in the law and new regulations through seminars, conferences, compliance committees, external training and publications;Coordinate and develop plans Read more […]

September 2, 2012 • Tags: , , , • Posted in: Financial • Comments Off on Bank Regulatory Compliance Officer – Foreign Bank recruitment

Chief Compliance Officer – Foreign Bank recruitment

The RoleYou will oversee a team of 6 compliance professionals. This Foreign Bank has been under a Cease and Desist order however, has made great steps forward and has been commended in recent months by the Federal Reserve for the steps forward it has made. However, naturally the business is looking for an individual with exceptional experience in managing the relationship with the Fed and who can continue the efforts and further develop the Compliance function in to a world class program.You must have strong experience liaising with the Federal Reserve and ideally had a demonstrated track record Read more […]

August 15, 2012 • Tags: , , , • Posted in: Financial • Comments Off on Chief Compliance Officer – Foreign Bank recruitment

HKMA Regulatory Reporting Team Lead – Foreign Bank recruitment

International Bank with Stable Business Supervisory Team Lead Position Attractive Remuneration + Benefits Our client is a reputable international bank. In order to strengthen the regulatory reporting framework and control, they are looking to hire a high-calibre experienced HKMA Regulatory Reporting Manager to lead the accounting and compliance function.   Reporting to the Head of Finance and managing a team of 4, you will mainly carry out the HKMA regulatory reporting function as well as other financial / non-financial information to the regulators and to the group management as required. You Read more […]

July 14, 2012 • Tags: , , • Posted in: Financial • Comments Off on HKMA Regulatory Reporting Team Lead – Foreign Bank recruitment

Head of Compliance – Foreign Bank recruitment

The RoleReporting to the GC and as Head of Compliance for the Bank you will be responsible for the ongoing development, implementation and management of the compliance program.  You will oversee a team of 3.You must have strong experience liasing with the Federal Reserve and ideally had a demonstrated track record working for a foreign bank.ExperienceThe ideal candidate will have:Proven knowledge of Compliance/Legal matters at high level in the Financial industry. Bank Regulatory experience is a must Proven qualification in managing Regulatory affairs with Government examinersProven experience Read more […]

June 15, 2012 • Tags: , , , • Posted in: Financial • Comments Off on Head of Compliance – Foreign Bank recruitment

Market Risk Manager – Foreign Bank recruitment

Job ScopeDirect reports to the Head of Risk Manage the full specturm of market risk functionsEvaluate on daily trading and investment activitiesMonitor and control markets risk framework and policies in compliance with the bank’s and MAS’ standardProject management for market risks projects RequirmentsDegree holder in Finance, Mathematics, Risk Management, Statistics, Business8 years of experience in market risk managementSound knowledge in securities and derivatives productsGood communication and interpersonal skillsInterested applications please send resume to: banking@premiumstaffing.com.sg Read more […]

December 11, 2011 • Tags: , , • Posted in: Financial • Comments Off on Market Risk Manager – Foreign Bank recruitment

Investment Consultant – Foreign Bank recruitment

Our client, a leading foreign bank is looking for an experienced Consultant in retail private banking sectors to join the organisation.You aimed to provide coaching and support to sales team on sales technique and market information; co-ordinate sales initiatives with regard to latest market condition and investment product offering to boost up team’s sales achievement.  You will conduct joint customer interviews with relationship managers for priority Banking clients; review investment portfolio, give professional advise and ensure all compliance requirements related to investment products selling Read more […]

February 24, 2010 • Tags: , , • Posted in: Financial • Comments Off on Investment Consultant – Foreign Bank recruitment