FSA Remediation Compliance Consultants recruitment
Job Description Support the FSA Remediation exercise, in response to the recent “Dear CEO” letters that have been sent by the FSA earlier in the yearReview completed files that were previously verified by the sales team and assessing them in relation to retail suitability under FSA guidelines and regulationsSkills and ExperienceDegree educated – business/finance/law related; professional qualification as well would be preferred but not essentialProven compliance consultancy background working with Private Wealth Management clients ideally with a focus on understanding Read more […]
September 20, 2009
• Tags: Compliance, FSA Remediation Compliance Consultants recruitment, Legal careers in the UK • Posted in: Financial • Comments Off on FSA Remediation Compliance Consultants recruitment