Global Markets Compliance recruitment

You will advise on and monitor all aspects of the Global Markets (GM) Equities businesses, but with specific responsibility to Equity Derivatives, in order that line management can ensure that the business is conducted in accordance with all applicable laws, rules, regulations and codes of practice.Global Markets Compliance Equities provides compliance coverage to Cash Equities Sales and Trading, Equity Finance, Equity Derivatives and Prime Services.   There scope of your role will cover these issues• Global Markets Advisory including (but not limited to) the following desks; Cash Equities Read more […]

April 19, 2011 • Tags: , • Posted in: Financial • Comments Off on Global Markets Compliance recruitment