GSAM Compliance – Distribution & Marketing recruitment

Job Summary Responsibilities RESPONSIBILITIES• Ensuring that compliance procedures (which demonstrate commercial awareness of business realities) are properly defined and implemented in accordance with local legislation and Group policy in all European offices, adopting a common approach to avoid duplication of effort wherever possible.• Monitoring and reporting on compliance issues to Senior Management.• Providing guidance and training to Sales staff, with a view to empowering them to carry out their duties with maximum risk and compliance awareness.• Contributing to the harmonisation Read more […]

October 11, 2010 • Tags: , , • Posted in: Financial • Comments Off on GSAM Compliance – Distribution & Marketing recruitment