Guideline Monitoring Manager recruitment
Overview of the RoleThe Charles River Manager will be part of the Compliance team, managing the Guideline Monitoring team.Working closely with other members of the team the main purpose of the role is to provide compliance assurance and regulatory advice.Main Duties and Responsibilities• Management of the guideline monitoring team• Guideline monitoring of Charles River alerts and warnings• Resolution of any pre-trade alerts and warnings• Maintenance of Charles River rules• Ensuring the timely completion of statutory notifications• Daily, monthly and periodic monitoring• Breach Read more […]
July 15, 2012
• Tags: Guideline Monitoring Manager recruitment, Investment Banking, M & A careers in the UK • Posted in: Financial • Comments Off on Guideline Monitoring Manager recruitment