Head of Compliance needed at Stockbroker recruitment
A reputed retail and institutional broker requires a new CF10/CF11 on a part-time basis at their headquarters in London. This is an excellent opportunity for an experienced compliance professional that would benefit from working 3 days a week at this stage in their career.The Head of Compliance will act as an independent advisor and report directly to the CEO as an in-house consultant on compliance rules and interpretation. Key Responsibilities:Enhance and develop regulatory and in-house proceduresManage the firm’s relationships with regulatory bodiesDevelop the compliance monitoring programmeComplaint Read more […]
May 18, 2012
• Tags: Head of Compliance needed at Stockbroker recruitment, Private Banking, Wealth Management careers in the UK • Posted in: Financial • Comments Off on Head of Compliance needed at Stockbroker recruitment