Head of Compliance, Asia recruitment
A senior level opportunity has arisen to lead Compliance across Asia within an established and well regarded Private Bank. The position will support the strategic plans of the Asia businesses and will hold responsibility across Surveillance, Anti-Money Laundering, Anti-Bribery Corruption, Regulatory Risk, and Advisory Compliance.The Asia head of compliance will support the Asia head of Risk and the Group Head of Compliance to ensure that business stakeholders are aware of key Compliance matters, and can assist in undertaking appropriate actions ensuring effective risk management.Responsibilities:Compliance Read more […]
Head of Compliance – AML Specialist – Leading Bank recruitment
This is a very topical and unique opportunity on the Australian Market. A chance to use your extensive AML/CTF background and really achieve results! Reporting to the Head of Risk for the largest business unit within the bank you will also manage a team of existing AML experts and be charged with hiring additional staff to achieve the required outcome. The role: You will be responsible for developing the AML/CTF and Sanctions framework across this business unit. This involved extensive team management, a solid understanding of the regulatory requirements around AML/CTF and a dynamic, self motivated Read more […]
Head of Compliance – Private Bank (7-10 yrs) – Singapore recruitment
Requirements: Familiarity with private banking code of conduct/rules/regulations Mandarin skills preferred Legal qualifications/background preferred To comply with local laws, our Singapore office EA Licence No is: 10C4100. Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role. Read more […]
Head of Compliance, Asia recruitment
Our ability to give world-class service and insight is a direct result of the quality of people who make up our Asia teams. A career at Coutts rewards and stimulates exceptional individuals to become the very best they can be. We partner exceptional people; we need exceptional people. At Coutts Asia, the management of risk is a fundamental management activity performed throughout all the firm’s operating units. As such it underpins our firm’s reputation, performance and success. It is therefore critically important that the adequacy and effectiveness of our risk management processes are of Read more […]
Head of Compliance, AML & Risk – Private Banking recruitment
Our client, a leading International Private Bank is looking for a Head of Compliance, AML Risk for its Monaco office, reporting to the Global Head of Private Banking Compliance abroad and Senior Management. Performing a broad range of compliance, AML and operational risk on a day to day basisDuties Include: • Communicating new regulatory requirements to Senior Management, the front office and staff. • Develop, maintain and review the Compliance Plan that will effectively monitor the Bank’s compliance with all its regulatory requirements • Develop and maintain relationships with Read more […]
Head of Compliance – Business & Commercial recruitment
6 month ContractTop Tier Global Bank require a Head of Compliance to deliver appropriate and timely compliance support to business management and ensure that significant regulatory risks are identified and managed.RoleMaintain a compliance monitoring programmes appropriate to the business and conduct a programme of surveillance monitoring Develop compliance policies and procedures to reflect the changing business and regulatory environment, including data protection and consumer credit policiesEnsure an appropriate regulatory risk training programme and delivery of compliance related training, Read more […]
Head of Compliance – Foreign Bank recruitment
The RoleReporting to the GC and as Head of Compliance for the Bank you will be responsible for the ongoing development, implementation and management of the compliance program. You will oversee a team of 3.You must have strong experience liasing with the Federal Reserve and ideally had a demonstrated track record working for a foreign bank.ExperienceThe ideal candidate will have:Proven knowledge of Compliance/Legal matters at high level in the Financial industry. Bank Regulatory experience is a must Proven qualification in managing Regulatory affairs with Government examinersProven experience Read more […]
Head of Compliance – Private Banking recruitment
The Company Our Client, a regional bank is looking for talented individuals to fuel the exciting expansion plans in the Asia Pacific region due to organic growth. The Role As a head of compliance, you will implement and oversee compliance functions in Singapore. Provide quality advice to the local management on the relevant statutory / regulatory requirements and internal policies. To implement an effective compliance framework for the local entities in line with the group’s governance standards, local requirements and practices. Provide induction training to new joiners and regular thematic training Read more […]
Head of Compliance – CF10 // CF11 – Senior Management recruitment
Head of Compliance – CF10 // CF11 – Senior Management Role and requirements: This is a challenging Head of Compliance role that is completely generalist with exposure across the business, implementing business ideas and strategies to a new compliance team. Responsibility of the design and ongoing management of the compliance structure and team. Experience in the following areas: • Policies Procedures • Creation of a compliance training programme • Main point of contact for regulatory bodies (FSA etc.) • Infringement reporting • Money Laundering • Monitoring Read more […]
Head of Compliance – Global Asset Management recruitment
Our client is a global asset management firm with a growing model and is looking for an experienced candidate to oversee the Hong Kong Compliance functionThe RoleReporting to the Regional Head of Compliance, you will be fully responsible for:• Ensuring the activities in the compliance functions adhere to the regulatory requirements and investment limitations• Supervising the compliance team in the review of marketing material and AML reviews for clients• Conducting research and preparing documentation in response to customer inquiries• Making recommendation to senior management of the Read more […]