Head of Control Room Compliance recruitment
Responsibilities: Managing the control room function Maintaining the firms Watch / Grey List and Restricted ListManaging a team of 5 individualsProviding advice in relation to wall crossingsInteraction and coordination with the other regional Control Room officesManaging UK and other regional Takeover Panel restrictions and coordinating with line of business Compliance on requesting Exempt Principal Trader and Exempt Fund Manager exemptions from the Takeover PanelConducting training to Control Room and line of business associatesMain point of contact for interaction with regulatorsRequirements:Extensive Read more […]
January 27, 2012
• Tags: Compliance, Head of Control Room Compliance recruitment, Legal careers in the UK • Posted in: Financial • Comments Off on Head of Control Room Compliance recruitment