Head of Legal and Compliance recruitment
Excellent opportunity to lead a growing team Strong compliance culture Well-regarded Singaporean institution Our client is looking for a high calibre candidate to lead a small legal and compliance team. You will be responsible for all ensuring that all staff are adequately trained on compliance and regulatory issues. On the compliance side you will be the go to person for Senior Management, you will run the department in accordance with industry best practices, and ensure that all regulatory responsibilities are met. You will be familiar with advising the business on latest compliance developments. Read more […]
Head of Legal and Compliance recruitment
A global banking institution with a strong presence across Asia is looking for a Head of Legal and Compliance for their Indonesian business. Focusing on the Retail and wealth management business, this is a great opportunity to join a successful, global and rapidly expanding business as a senior member of the compliance and legal management, with very strong future prospects within the company. You will ideally be a qualified lawyer with strong experience within Compliance/Law in either retail, wholesale, asset/wealth management and be familiar with relevant local laws and regulations. For more Read more […]
Leading Insurer – Head of Legal and Compliance recruitment
Responsibilities: Ensuring the Hong Kong Office’s compliance with legal, corporate and financial regulations governing the insurer’s licences, market conduct of financial adviser representatives, and securities dealing license Monitoring of business risks, possible fraud and illegal activities in Business Units. Ensure risks are appropriately mitigated, effective controls implemented and enforced. acting as local HK Legal in-house counsel Company Secretary to BU, responsible to review and draft all legal documents in accordance with local BU requirements. Managing local external legal counsel Read more […]