Leading Insurer – Head of Legal and Compliance recruitment
Responsibilities: Ensuring the Hong Kong Office’s compliance with legal, corporate and financial regulations governing the insurer’s licences, market conduct of financial adviser representatives, and securities dealing license Monitoring of business risks, possible fraud and illegal activities in Business Units. Ensure risks are appropriately mitigated, effective controls implemented and enforced. acting as local HK Legal in-house counsel Company Secretary to BU, responsible to review and draft all legal documents in accordance with local BU requirements. Managing local external legal counsel Read more […]
January 26, 2012
• Tags: Compliance, Head of Legal and Compliance recruitment, Leading Insurer, Legal careers in the Hong Kong SAR • Posted in: Financial • Comments Off on Leading Insurer – Head of Legal and Compliance recruitment