Hedge Fund Compliance Officer recruitment
A UK based hedge fund expanding to sunny Newport Beach is looking for a Hedge Fund Compliance Officer.As a compliance officer you will be:*Checking that trade files in US hours have been sent and updating any new mappings in portfolio system.*Pricing of portfolio (US close)*Assisting with trading booking (US Close) *Agreeing P/L daily (early/US open)*Compliance (infrequent/monthly) a) PA Dealing b) Compliance training c) Best execution checking d) Monthly/annual monitoring*Assisting Front office with any ad hoc tasks Read more […]
Hedge Fund Compliance Officer recruitment
ResponsibilitiesAdvise on a full range of compliance and regulatory issues associated with a hedge fund of significant size, trading all of the major Asian marketsAdvise on the registration and ongoing responsibilities related to registration with the HK SFCConduct internal investigations in a wide variety of compliance related mattersReview, enhance, audit, and maintain compliance programsDevelop policies and procedures that reflect changes in business, regulation, and developing views on issuesPrepare for and respond to inquiries and audits from regulatory authoritiesKeep current on recent compliance, Read more […]