Investment Compliance, Director Level, Private Banking, 85k-120k recruitment
The Company Our client is a leading global private bank with a renowned international presence. They are looking to add a senior level compliance candidate at the Director level to focus on Investment Compliance. The Role As a part of a growing compliance team, you will be reporting to Head of Compliance, responsible for performing investment product advisory as well as conducting regular compliance review and checking, staff dealing, individual and corporate licensing, account opening approval, compliance structuring with senior RMs, liaising with local regulators (SFC and HKMA), as well as liaising Read more […]
Investment Compliance, Director Level, Private Banking, 85k-120k per month. recruitment
The Company Our client is a leading global private bank with a renowned international presence. They are looking to add a senior level compliance candidate at the Director level to focus on Investment Compliance. The Role As a part of a growing compliance team, you will be reporting to Head of Compliance, responsible for performing investment product advisory as well as conducting regular compliance review and checking, staff dealing, individual and corporate licensing, account opening approval, compliance structuring with senior RMs, liaising with local regulators (SFC and HKMA), as well as liaising Read more […]
Investment Compliance, Director Level, Private Banking, 85k-120k per month. recruitment
The Company Our client is a leading global private bank with a renowned international presence. They are looking to add a senior level compliance candidate at the Director level to focus on Investment Compliance. The Role As a part of a growing compliance team, you will be reporting to Head of Compliance, responsible for performing investment product advisory as well as conducting regular compliance review and checking, staff dealing, individual and corporate licensing, account opening approval, compliance structuring with senior RMs, liaising with local regulators (SFC and HKMA), as well as liaising Read more […]
Investment Compliance, Director Level, Private Banking, 85-120k/month. recruitment
The Company Our client is a leading global private bank with a renowned international presence. They are looking to add a senior level compliance candidate at the Director level to focus on Investment Compliance. The Role As a part of a growing compliance team, you will be reporting to Head of Compliance, responsible for performing investment product advisory as well as conducting regular compliance review and checking, staff dealing, individual and corporate licensing, account opening approval, compliance structuring with senior RMs, liaising with local regulators (SFC and HKMA), as well as liaising Read more […]