i) Assistant Director, Investment Intermediaries recruitment

You will have the responsibility of admitting new investment intermediaries into our wealth management industry, and conducting on-site inspections and off-site reviews of these entities for compliance with the relevant rules and regulations, and promoting good business practices, risk management and internal controls. You will also participate in risk assessments of intermediaries under your supervision, and contribute to policy reviews related to the supervision of investment intermediaries. This would involve dialogues and interactions with industry bodies, foreign regulators and other government Read more […]

August 31, 2012 • Tags: , , • Posted in: Financial • Comments Off on i) Assistant Director, Investment Intermediaries recruitment

Deputy Director/Assistant Director/Associate, Investment Intermediaries recruitment

You will be responsible for the supervision of investment intermediaries – including fund managers, REIT managers and trust companies – in our growing and dynamic wealth management industry. You will have the responsibility of admitting new investment intermediaries into our wealth management industry, and conducting on-site inspections and off-site reviews of these entities for compliance with the relevant rules and regulations, and promoting good business practices, risk management and internal controls. You will also participate in risk assessments of intermediaries under your supervision, Read more […]

October 7, 2011 • Tags: , , , , • Posted in: Financial • Comments Off on Deputy Director/Assistant Director/Associate, Investment Intermediaries recruitment