Junior Compliance/ Surveillance Analyst recruitment
Assist in the day-to-day execution of the Equities compliance-monitoring programme including escalation and investigation of alerts where relevant.Assist, and where appropriate help lead, a number of projects to expand or enhance the coverage of the current Equities monitoring and surveillance product.Monitoring of trade report exceptions from the Equities trade floor.Assist where required the Equities advisory team.The monitoring team are in the process of major changes to the scale and complexity of their workload as new and interesting monitoring scenarios are either being tested, deployed or Read more […]
May 4, 2012
• Tags: Compliance, Junior Compliance, Legal careers in the UK, Surveillance Analyst recruitment • Posted in: Financial • Comments Off on Junior Compliance/ Surveillance Analyst recruitment