Vice President, Legal And Compliance, Sales & Trading Compliance Advisory recruitment
Role Description:• Provide Compliance support for Sales and Trading (equities, fixed income, commodities and futures), Investment Banking, Research, Prime Brokerage as well as central compliance matters (licensing and other regulatory applications)• Leadership – supervising a group of 3 Compliance Professionals• Advisory. Provide advice either independently or with other team members on regulatory compliance issues. • New business initiatives. Review and lead new business initiatives from a local regulatory, best practice and Firm perspective. • Compliance policies and procedures. Review Read more […]
Project Manager – Legal and Compliance – Fund Manager – London recruitment
PROJECT MANAGER – LEGAL – FUND MANAGER – LONDON ROLE OVERVIEWProject Manager with experience in Legal and Compliance is required by a leading Fund ManagerThis role will be to manage business change projects and to deliver IT and business projects to Legal, Compliance, Corporate Secretariat and other areas (as required) in accordance with business priorities and the company’s project delivery framework.REQUIREDDelivery experience to professional corporate service functions such as Legal, Compliance and Group Risk.A demonstrable track record of successful delivery of multiple IT and business Read more […]