Specialist US / EBT Compliance recruitment
84748BRThis exciting role provides an opportunity for WMSB client-facing and/or control function professionals to broaden their insight into how the whole WMSB front business operates and contribute in ensuring that UBS adheres to the requirements of the US Person Policy as well as the upcoming Abolition Tax Agreements.The US / EBT Compliance Team is a specialized unit within the Legal Compliance organization located in Zurich to support Booking Centre Switzerland and international locations with questions and procedures regarding US Persons and clients in scope of the Abolition Tax Agreements.In Read more […]
AML Compliance WM&SB Due Diligence Officer recruitment
83736BRMain Tasks: Identification and prevention of general compliance and reputation risks from business relationships domiciled in Central and Eastern Europe Onboarding of new clients: To assess and decide about Due Diligence Requests from the Region Central and Eastern Europe To train and advise Origination in Due Diligence related matters To take over other compliance related tasks as far as requiredYour profile: Good knowledge about the Region Central and Eastern Europe, it’s society, political situation and economies/markets Good banking know how, over all Wealth Management products, knowledge Read more […]
Legal Counsel – Wealth Management Global Emerging Markets recruitment
Legal Counsel – Wealth Management Global Emerging Markets85088BRA position has arisen in Zurich for an experienced person as Legal CounselThe main focus of your role will be:o Act as the relationship manager / point of entry for legal matters arising in business region Central Eastern Europe and Turkey and APAC within Wealth Management Global Emerging Markets (GEM); possibility to become a member of the respective business MCo Provide legal advice on market specific product and service offerings, including the design and implementation of business models and related processes and documentationo Read more […]
Senior Compliance Manager recruitment
Joining a truly international group, you will have a large scope of responsibilities within the bank. This is a great opportunity to join a strong organisation with great career perspectives. Main tasks and responsibilities – Being responsible for clients’ check and controls during the account opening process- Monitor transactions, flag suspicious operations and follow up on the chain of escalation- Keeping up to date with the regulation and any change in the regulatory environment- Project management- Implement training programmes for the staff on relevant compliance subjectsRequirements- Master Read more […]
Senior Compliance Officer (German speaking) recruitment
In this exciting position, your role will include:- Responsibility for overall compliance of Swiss and European business units- Monitoring and advising the business on any Compliance issues- Drafting internal guidelines, policies and procedures- Training the business on technical issues- Performing risk analysis and providing recommendations- Involvement in due diligence processes- Dealing with internal and external inquiriesTo be considered for this role, the successful candidate should Read more […]
Senior AML Compliance recruitment
In this role you will look after the whole AML Compliance aspect, meaning monitoring control, advising the Front, providing training and staying abreast of regulatory developments. You will analyse complex transactions and businesses. The role reports directly into the Head of AML and forms part of a large Compliance department.Ideally you have a legal education, followed by several years experience in AML Compliance in Switzerland. You should have a good understanding of the business and be able to communicate effectively with the various departments involved, whilst being able to work independently. Read more […]
Legal Manager in our multidisciplinary practice recruitment
What makes working for PwC worthwhile in every regard? It’s our clients. We help them to achieve the objectives that are important to them and their companies. It’s the inspiring colleagues in Switzerland and on international projects. And it’s you. You can achieve what is important to you thanks to the wide range of opportunities and strategic development in assurance, tax legal and advisory services.For example in Geneva as: Legal Manager for our multidisciplinary practiceYour job:Be the point of reference of PwC’s legal team in the Romandie for employment and immigration lawProvide support Read more […]
Senior Legal Advisor – Investment Banking (German speaking) recruitment
This rewarding position requires the successful applicant to complete all legal documentation tasks related to the production and distribution of structured products. Besides that, your tasks are as follows: Preparation of documentation listings and liaising with SIX, FINMA, etcInitialising, verifying and negotiating contracts together with external partiesContinuous observation and implementation of regulatory amendments Negotiate various agreements (license, services, sales and cooperative agreements)Support legal operations across EU and Dubai Requirements for this position include:Swiss attorney Read more […]
Legal Counsel – Fund Distribution recruitment
RESPONSABILITIES:• Be the core Swiss legal counsel in relation to any Swiss law and regulation applicable to the public distribution and listing of funds in Switzerland and other services provided.• Co-ordinate with the legal department of the relevant fund manager, FINMA and SIX Swiss Exchange the passporting of the foreign funds in Switzerland and the listing of funds• Prepare all communication / documentation required to be submitted to FINMA, SIX Swiss Exchange and Investors• Review all marketing material prepared for distribution to Swiss investors or to be used in connection Read more […]
Senior Compliance – Private Banking recruitment
Our client, a prestigious, international banking house, is looking for a Senior Compliance Officer. You will report directly to the Head of Private Banking Compliance, and be part of a team of Senior Compliance Officers. In this role you will maintain very close contact with the Relationship Managers and be their point of contact for Compliance questions.Your area of specialisation will be Account Opening and Cross Border and you will monitor complex transactions. You will stay abreast of regulatory developments and play an active role in improving and updating internal Compliance processes.Our Read more […]