AML Advisor – Private Bank recruitment
The RoleThis is a broad based role whereby you will need to think on your feet, handle changing priorities and confidently champion a culture of compliance across the business.Other key tasks may include but not be limited to:Identify risk and gaps where new policy or procedure is neededPartner with the business to provide a commercially focused advisory service without minimizing control standardsMaintain enhanced controls for high risk clients and contribute to the identification and approval process of such clients.Maintain policies and procedures in accordance with regulationExperienceThis Read more […]
Regulatory Compliance, Fixed Income Operations recruitment
In particular, individuals will be involved with Regulatory developments in the region, driving initiatives to implement new requirements, and undertaking special reviews for key areas within Operations. Responsibilities may also include working with third parties on Regulatory exams. Strong emphasis on Fixed Income Compliance. Knowledge of FOCUS reporting and 15c3-1 and 15c3-3 is helpful.Monitor fixed income reportable trades for both TRACE and MSRB. Perform audits on fixed income tradesCoordinate with FINRA on all fixed income regulatory inquires.Audit Operations for compliance with FINRA Read more […]
Lending/AML Officer recruitment
A quickly-growing startup company based in Midtown NYC is seeking a Lending/AML Officer to join its team of driven, energetic professionals. This is a tremendous opportunity for the right individual to grow with the company. Requirements: – Knowledge of BSA/AML/KYC/OFAC regulations – Experience with commercial lending and debt collection matters, including: – Fair Debt Collections Practices Act (FDCPA) – Truth In Lending Act (TILA) – Equal Credit Opportunity Act (ECOA) – Fair Credit Reporting Ac (FCRA) – Servicemembers Civil Relief Act (SCRA) – Knowledge of Read more […]
Compliance Assessment Group recruitment
Position Category: Legal/CompliancePosition Title: Compliance Assessment GroupJob Level: Vice PresidentLocation: USA – NY – New YorkEducation Required: Bachelors DegreePosition Description:The Compliance Assessment Group within the Morgan Stanley Institutional Securities Legal and Compliance Group is responsible for planning, preparing and executing regulatory and compliance-based reviews. Businesses covered by the Compliance Assessment Group include Sales and Trading, Investment Banking, Research, Commodities/Futures, Prime Brokerage, Bank Resource Management and Operations Divisions. These Read more […]
Senior Compliance AML Specialists sought by Top Tier US Investment Bank – NYC recruitment
The role offers a great daily salary rate, and wide exposure to all areas of the project. Successful candidates will also be given the opportunity to turn the role permanent if performance is good.The role not only offers an excellent salary package, but also allows candidates a change to work with multiple counterparties of the bank, and gain senior management facing internally.Ideal Candidate……• Extensive AML monitoring experience• OFAC screening experience• 5+ years working within a financial institutions Compliance Department• Fluent English Speaker• Strong, robust personality• Excellent Read more […]
Senior Tax Accountant, US Compliance recruitment
We offer a wide rangeof traditional reinsurance products and related services, which arecomplemented by insurance-based corporate finance solutions andsupplementary services. Our core business segments are: risk transfer,risk finance and asset management.DivisionFinanceDepartmentTaxesJob DescriptionPosition Description:The Tax Accountant – Compliance Group is responsible for tax compliance and reporting matters for certain life, property and casualty, and non-insurance companies within the US organizationalstructure of Swiss Reinsurance Company. Reporting to the US Tax Director, the Tax Accountant Read more […]
Compliance Senior – Chicago Clearing Organization recruitment
This is a highly visible role within the firm that will require you to manage information and data for multiple business units and communicate regularly with senior management. Role requires very strong communication skills and an understanding of corporate compliance. Duties include: This role will be viewed as an integral part of the growing Compliance Department. The Senior Compliance Analyst will work on a daily basis with the Director of Compliance and have the opportunity to eventually manage staff as the team expands.Assisting with the development and execution of an annual Read more […]
Regulatory Compliance- VP (Mortgage Banking) recruitment
Responsible for assisting in establishing, coordinating, and maintaining an effective compliance monitoring and department support to ensure compliance across all origination channels, Federal and State compliance monitoring and reporting. Emphasis will be on maintaining and implementing the department’s Compliance Plan and working closely with Operations, Compliance and Legal in preparing for, coordinating and responding to internal, federal and state regulatory audits. 1. Develop and maintain compliance monitoring program including the review and maintenance of branch support material published Read more […]
Compliance Examiner recruitment
•Perform Branch / Desk Reviews•Design and develop compliance examination audit plans to cover the review of annual branch office inspections, as well as the examination of key business units.•Manage performance of exams to ensure compliance with SRO rules, Firm Policy and recent regulatory developments or findings.•Independently formulate the methodologies for testing key elements of the business conducted by the branch and business units.•Communicate with key personnel to discuss business and regulatory concerns as well as to provide continuing education to reinforce Firm policy.•Prepare Read more […]
Mortgage Fraud Analytics & Reporting Manager recruitment
THE COMPANYFannie Mae exists to expand affordable housing and bring global capital to local communities in order to serve the U.S. housing market. Today, our focus is on preventing foreclosures, making mortgages and rental housing as affordable as possible, and supporting the housing recovery. We are rapidly building and realigning our company to better serve the market as we support the Administration’s Homeowner Affordability and Stability Plan.Join our dedicated, diverse, high-performing workforce and put your unique talents to good use as we work with our partners to advance our nation’s housing Read more […]