Legal & Compliance Compliance Surveillance Manager – VP – Based in London recruitment
Position ProfileThe position requires a person who is enthusiastic, confident and has practical experience in performing asset management surveillance activities. The person’s background could be a compliance officer, Chartered Accountant, internal auditor, or regulatory examiner.Specific ResponsibilitiesThorough and up to date understanding and practical experience of either buy-side or sell-side Fixed Income and Equity trading systems and processes, including programme trading, direct market access and algorithmic trading.Work with the Compliance Advisory teams for the Institutional and Retail Read more […]
July 21, 2012
• Tags: (Based in London) recruitment, Compliance, Legal & Compliance Compliance Surveillance Manager, Legal careers in the UK, VP • Posted in: Financial • Comments Off on Legal & Compliance Compliance Surveillance Manager – VP – Based in London recruitment