B7 – Portfolio Director, Legal & Compliance recruitment
This is a senior position allowing for the successful applicant to engage with stakeholders across all business units globally. As Director, your responsibilities will include: Manage a portfolio of regulatory project and programme deliverables, managing the co-ordination and delivery against plan and budget, and supporting Senior Executives. Oversee a portfolio of high profile regulatory change programmes that are being run across the bank within multiple geographies and business areas, ensuring that internal and external regulatory change requirements are met. Monitor progress to ensure change Read more […]
AVP, Legal & Compliance recruitment
ResponsibilitiesAssist in the management of regulatory risks arising from the company’s investment activities worldwideAdvise on and manage a broad spectrum of regulatory compliance issues(e.g., market conduct, proper handling of material non-public information, regulatory reporting) and ethical conduct issuesReviewing compliance policies procedures to identify potential areas of compliance vulnerability and risk, making recommendations and implementing changes to mitigate these risksWorking with the Compliance team to track industry best practices and regulatory changesConduct compliance trainingRequirementsA Read more […]