Senior Counsel – Banking and Finance
Our client is seeking a banking and finance senior counsel to join their regional legal team in Hong Kong. Applications are invited from lawyers with 5 – 7 years post qualification experience gained at an international firm or similar in-house position. The role is transactional in nature and experience in the documentation of global markets, lending, structured finance and commodities transactions and advising on cross-border legal matters is expected. Execution of investment banking transactions and the ability to work independently is required. Fluency in written and spoken English and Read more […]
Corporate Governance Manager – Hong Kong
This is a managerial grade level position and reports directly to the Company Secretary. You will be mainly responsible for Hong Kong but from time to time, may also be involved with corporate governance matters within the Asia region. This is an excellent opportunity for a midlevel professional with a strong legal, compliance or an accounting background who seeks further career progression with a well-established Asian enterprise. A minimum of 5 years of relevant experience is necessary. Knowledge with the HK Listing Rules, particularly with the Code on Corporate Governance is required. Fluent Read more […]
Director – Market Regulation
This role would suit an individual who has good market knowledge with a solid grasp of regulation and operation of the securities and derivatives markets in Hong Kong.You will join a professional team which sets the organizations regulatory policy formation and provides supervision of system infrastructure, risk management, clearing, exchanges, clearing houses, automated trading and trading services in relation to trading.This is a Senior role with responsibility to be the primary advisor with regards to policy on market supervision and orderly transaction of business on the stock and futures market. Read more […]
Internal Control, VP – Wholesale Banking
One of the world’s largest banks with large presence in Hong Kong requires a professional to overseee their internal control function. The role requires implementing internal control projects from headquarters, coordinating preparation for internal audits and follow-up on recommendations from internal audits.You will have acquired excellent compliance and risk experience within a strategic and planning role. You will be interacting with all internal departments therefore excellent interpersonal skills are essential. Ideal candidates need to be strong in Chinese report writing.Excellent remuneration Read more […]
Regional Head of Compliance
Newly created leadership positionRegional scope. HK basedWell regarded US AM organisationOur client is a medium sized US based Investment Management firm with around US$100 billion assets under management. It has been operating in Asia for over a decade and their conservative expansion in the region is set to continue. An excellent opportunity exists to manage their Asia Compliance division. The role reports directly to the Global Head of Compliance based in the US and would involve the management of a team in Asia across several locations. The role would be based in Hong Kong but would have responsibility Read more […]
General Manager- Compliance (Ref. no:GM-C/DK181111)
As a part of their growing business in the region they are looking to hire an experience candidate from due diligence background to join them as the General Manager- Compliance for the group.The role reporting directly to the Group’s COO will lead a team of compliance professionals and oversee the compliance functions of the group. You will be responsible for reviewing, implanting and maintaining the Group’s compliance and due diligence policies and procedure manuals according to regulatory and internal control requirements. You need to be strong at maintaining internal and external relationships Read more […]
Senior Compliance Manager
Job PurposeAssist Team Head to establish and carry out all compliance functions to ensure the Bank adheres to the legal and regulatory requirements.Key ResponsibilitiesReview the current compliance controls of the Bank and identify proper actions for improvement if necessary.Review and execute the requirements for code of conduct and personal account under general compliance Manual of the Bank.Provide advisory services to business units on compliance issues.Perform regular tracking of all outstanding regulatory issues or findings not yet solved or responded by the Bank.Raise and maintain compliance Read more […]