Dept Head Of Compliance Monitoring
Role: Dept Head of Compliance MonitoringType: ContractDuration: 3 – 6 MonthsRate: £475- £525per dayLocation: London A role is available within an Asset Servicing firm based inLondonto ensure the annual monitoring program is in line with the business activities and that the plan is executed as outlined. Previous experience needed:Experience in performing thematic reviewsA good understanding of current and upcomingUKregulations and risks associated with themDeveloped a mechanism to ensure all outstanding and overdue issues are chased up and escalated if necessaryBe able to lead and drive compliance Read more […]
Dept Head Of Compliance Monitoring
Role: Dept Head of Compliance MonitoringType: ContractDuration: 3 – 6 MonthsRate: £475- £525per dayLocation: London A role is available within an Asset Servicing firm based inLondonto ensure the annual monitoring program is in line with the business activities and that the plan is executed as outlined. Previous experience needed:Experience in performing thematic reviewsA good understanding of current and upcomingUKregulations and risks associated with themDeveloped a mechanism to ensure all outstanding and overdue issues are chased up and escalated if necessaryBe able to lead and drive compliance Read more […]
Dept Head Of Compliance Monitoring
Role: Dept Head of Compliance MonitoringType: ContractDuration: 3 – 6 MonthsRate: £475- £525per dayLocation: London A role is available within an Asset Servicing firm based inLondonto ensure the annual monitoring program is in line with the business activities and that the plan is executed as outlined. Previous experience needed:Experience in performing thematic reviewsA good understanding of current and upcomingUKregulations and risks associated with themDeveloped a mechanism to ensure all outstanding and overdue issues are chased up and escalated if necessaryBe able to lead and drive compliance Read more […]
Dept Head Of Compliance Monitoring
Role: Dept Head of Compliance MonitoringType: ContractDuration: 3 – 6 MonthsRate: £475- £525per dayLocation: London A role is available within an Asset Servicing firm based inLondonto ensure the annual monitoring program is in line with the business activities and that the plan is executed as outlined. Previous experience needed:Experience in performing thematic reviewsA good understanding of current and upcomingUKregulations and risks associated with themDeveloped a mechanism to ensure all outstanding and overdue issues are chased up and escalated if necessaryBe able to lead and drive compliance Read more […]
Head of Compliance Manager | Associate Director
Regulatory Compliance Manager | Associate Director Salary: $170-200k SGDThe client, a leading Singaporean Private Bank is seeking to hire a Compliance Manager to lead the Regulatory Compliance Team. The team is responsible for ensuring product Compliance for the Bank and they are seeking an incumbent with experience in regulatory and product compliance.Regulatory Compliance Manager Role:• Contribute in product approval for new products and services, especially funds, structured products and alternative investments. • Review and comment on marketing materials, research materials, and other Read more […]
Head of Cross Functional Information Risk Job
Head of Cross Functional Information Risk (Job Number: 1317308)DescriptionBuild and maintain a team of individuals that perform expert structured information risk assessments across the multiple layers of technology, processes, and controls to identify information risks, and evaluate the impact of those risks across BNY Mellon businesses/business partners. These would include business applications, subs/affiliates, third-party service providers, and new business due diligences and BNY Mellon site reviews; engages in defining risk mitigation best practice solutions. Be a part of building out new Read more […]
Risk Mgr Sr Job
Risk Mgr Sr (Job Number: 1316940)Description EMEA Risk – Chief Administration Officer General 1. Position in the organisation The EMEA Risk Chief Administration Officer (ERCAO) reports to the EMEA Chief Risk Officer (ECRO) and provides day to day support as directed and oversight of the delivery of significant risk function-change and risk-remediation projects across the region. This will include standardising project / programme approaches and processes and coordinating interdependencies. The ERCAO is a senior risk appointment with special focus on coordination (in conjunction with senior Read more […]
Head of Technical Risk Job
Head of Technical Risk (Job Number: 1317306)DescriptionBuild and maintain a team of individuals that perform expert structured technical assessments to identify information risk associated with firm developed and third party applications, software and infrastructure; engages in defining risk mitigations best practice solutions and technical standards. Be a part of building out new services and processes that evolve the maturity of the organization. QualificationsRequired QualificationsBachelor’s Degree in Computer Science, Financial Engineering, or related discipline or equivalent work experience. Read more […]
Information Risk Manager-Program Manager Job
Information Risk Manager-Program Manager (Job Number: 1315021)DescriptionInformation Risk Management is made up of four key functions; Technology Risk Management mitigate risks during the introduction of new technologies, look after user and application access, and Risk and Control Governance oversee all IRM risk policy and compliance matters. IRM Enterprise Services provide strategic, program, and operational support to all of these divisions.IRM EMEA provides operational support and delivery capability to all these groups in EMEA, and act as a regional point of escalation and authority.Key responsibilitiesTo Read more […]
Client Onboarding Analyst (Private Wealth)
Client Onboarding Associate (for Private Banking)Due to continued business expansion, our client, a growing private bank with a prestigious and renowned brand name, is recruiting for a client onboarding specialist.You will work closely with stakeholders across the bank (Legal, Compliance, Front Office, Operations etc) to support the end to end account opening process (from client due diligence to setting up account in system) and ensure that the process is in compliance to regulations and legal requirements (e.g. AML, Terrorism Financing regulations)Your scope will include:- KYC Checks- Documentation Read more […]