High Risk Review Manager – AML Advisory
The role offers the successful candidate an opportunity to take on more responsibility in a management role with a team of circa 10 people. This is a key role in the AML and Financial Crime Investment Banking business with lots of autonomy to make decisions on High risks in AML and taking the necessary action. The role: This is an excellent hybrid role with technical decision making within the High Risk AML space, advising the business and managing a team. The role will involve: Making judgements and decisions on material / non-material negative news/media Evidencing and providing rationale on Read more […]
Head of Regulatory Investigations
Our client, a leading global investment bank, are looking for an individual to join their Group Risk function as UK Head of Regulatory Investigations This role holder will be overall accountable for the oversight and management of internally and externally driven investigations, and their results. Responsibilities will include; -Accountable for the proper and effective oversight and management of internal and external regulatory investigations concerning the UK Bank -Accountable for the establishment and maintenance of robust processes and procedures for the management of regulatory investigations, Read more […]
Regulatory Compliance Change Manager
Carr Lyons is working with global bank which is recruiting an experienced compliance candidate to support the business in meeting its wider regulatory compliance standards. The role will monitor a wide range of global regulators and work in an advisory capacity with the business on a number of regulatory change programmes. You will be able to demonstrate a successful career in managing senior stakeholders, guiding a business through constant change while being able to keep abreast of regulatory changes to ensure the bank’s regulatory profile is not jeopardised. You will be responsible for building Read more […]
Regulatory Change
The role sits within the Regulatory Change team and plays an essential role in ensuring that appropriate strategies and processes are in place to identify implementation of regulatory change impacting the wholesale and SME division. The role holder will need to demonstrate knowledge of relevant regulations, in particular FCA’ s rulebook, Banking Conduct of Business, MIFID, Dodd Frank and CASS. Ideally the candidate has had also exposure to SME Banking and some knowledge in Payments Services Regulations or Lending and Consumer Credit legislation. The role holder will communicate regularly alongside Read more […]
Business Analyst
You will join the current project team and provide additional assistance and expertise in advising the business on managing the legal, risk and regulatory impact of the FOFA reforms and provide ongoing advice and support to the business through the implementation process. You will liaise with the business to deliver and implement the strategies including embedding the change program into the compliance framework. The ideal candidate will have been actively involved in implementing regulatory reforms recently and we would be keen to speak to people who have been working on current FOFA projects. Read more […]
Banking and Finance Lawyer
Our client is a leading international law firm based in Bahrain who has been consistently ranked in the top tier by all of the major legal directories. Our client has expanded at an aggressive yet sustainable pace over the last few years and they are still extremely busy, hence the need for an additional hire. Their banking group regularly advises local and international banks and borrowers on the leading deals in the market, many of them involving highly innovative structures. The group has substantial experience in all types of international financial transactions This is an excellent opportunity Read more […]
International Tax Manager focused on Financial Services (m/f)
EY is a global professional services organization providing advisory, assurance, tax and transaction services. We are committed to doing our part in building a better working world for our people, our clients and our communities. And we are united by our shared values and a dedication to delivering exceptional client service. Modern tax regulations are highly complex and dynamic. As a tax professional at Ernst Young, you’ll gain the technical knowledge and industry experience you need to help clients manage their tax obligations effectively and enhance their financial performance. In turn, we’ll Read more […]
VP, Documentation Manager
You will draft and negotiate derivatives master agreements with counterparties in the Asia Pacific region based on the requests received and priorities assigned, in accordance with parameters specified by the relevant functions and applicable policies and guidelines. As part of the process of negotiating derivatives master agreements, you will review, comment on and assist in drafting, as appropriate, ancillary credit support and other legal documents. You will review the legal issues pertaining to derivatives master agreements (including regulatory issues, counterparty capacity and authority, Read more […]
Senior Compliance Officer | International Trading House
A role as a Senior Compliance Officer with my client – an international trading house based in Singapore, is available immediately. The client is boosting its Compliance team, and looking out for an experienced candidate to join its team. The candidate will have a regional remit and will work closely with the traders, and Head of Compliance. It is a great opportunity for candidates who are looking for challenging job assignments and greater career exposure to join a leading firm with extensive presence across the globe. My ideal candidate would have strong regulatory knowledge, along with a good Read more […]
Financial Promotions Analyst
The individual will be responsible for assisting with the provision of support and advice to marketing and sales teams to ensure that all materials being sent out to clients meet regulatory standards. This is an excellent opportunity to join a growing buy side firm that can provide strong career progression within the regulatory space. Responsibilities: Review all marketing material and other documentation with consideration to regulatory requirements including those of regulatory bodies and the FCA’s Treating Customers Fairly principles. This relates to the entire product range with an emphasis Read more […]