Compliance Officer – Monitoring & Reviews recruitment
Compliance Officer required for the Risk and Assurance division of this leading investment bank.You will assist in establishing and maintaining a risk-based electronic trade surveillance monitoring programme, covering monitoring of relevant regulatory and exchange requirements. Key Responsibilities: On-going performance of the electronic trade surveillance programmeAssisting in regulatory and internal investigations as assigned by the Compliance Management Team or Head of Financial CrimeActive participation in investigations into incidents arising within the business lines ensuring proper and timely Read more […]
July 22, 2012
• Tags: Compliance, Compliance Officer, Legal careers in the UK, Monitoring & Reviews recruitment • Posted in: Financial • Comments Off on Compliance Officer – Monitoring & Reviews recruitment