Municipal Securities Compliance recruitment
Position Category: Legal/CompliancePosition Title: Municipal Securities ComplianceJob Level: Vice PresidentLocation: USA – NY – New YorkEducation Required: Bachelors DegreePosition Description:Position DescriptionThis individual will provide advisory compliance support for the Municipal Securities Division. Candidate will be expected to advise on MSRB, FINRA, and SEC rules, regulations and interpretive guidance, as well as applicable internal policies and procedures. Candidate must demonstrate ability to effectively review and analyze complex situations and apply judgment to resolve issues in Read more […]