KYC Manager recruitment
Main responsibilities will include:• To assist in ensuring that there is local regulatory compliance with Know Your Customer (KYC) regulations and that the company follows best practice. • To assist in ensuring that arrangements are in place so that instructions and manuals in relation to KYC policies and procedures are being appropriately implemented.• To assist in ensuring that there is adequate documentation or other guidance available to support all KYC activities undertaken by staff within the company.• To assist in ensuring adequate staff training in KYC matters across the company.• Where Read more […]
Flow Rates Manager VP recruitment
Flow Rates Manager – VP Our client currently seeks a high calibre candidate to manage its Flow Rates Trader Assistant Team. The group plays a key role in supporting a broad range of products in Interest Rate Derivative. They also provide important controls to ensure that PL generation and risk is accurately captured. Role To liaise with the Trading, Sales, Legal and Operations departments so that trades are correctly booked in the risk system. Coordinate all post execution information flow to other operational departments. Work with IT, projects groups and management to improve systems and processes Read more […]
Trade Support Manager recruitment
Key ResponsibilitiesBe the key contact within the London office for managing the trade instruction and execution processSize and instruct trades for both collective investment scheme and derivatives investments based on internal instructionsLiaise with teams across different offices on most effective way to implement trades and manage prioritiesPerform pre trade compliance checks against each client’s guidelines? Prepare risk analysis for use within regular client reportingProvide post trade reporting to clients as requiredCo-ordinate the development of existing tools to further improve the trading Read more […]
Global Policy Manager – KYC recruitment
Within this program there is a requirement for a Global Policy Manager with a strong background in KYC and AML. The position will be responsible for working with regional regulatory policy specialists as well as the global AML team to help deliver a unified global policy framework. This opportunity is a newly created position reporting directly to the Global Head and as part of succession planning the successful applicant would be expected to step in to the role of Global Head within 6-12 months. Responsibilities would include: •Leading teams both on shore and off shore ranging in size from Read more […]
Equity Derivative Confirmation recruitment
An excellent role for an experienced Equity Derivative Confirmation candidate within a top tier Investment Banking based in London. The succesfull candidate will have a good understanding of Equity Derivatives and thorough knowledge of ISDA. Key Responsibilities Full front-to-back transaction management from pre-trade drafting and negotiation, through to final settlement and post-sales support; transaction control Confirmation management: drafting, chasing, reviewing, negotiating and tracking; working in conjunction with all affected areas of the bank to develop and maintain globally consistent Read more […]
Senior Risk Analyst, SwapClear recruitment
OverviewThe Clearing House needs to provide robust and prudent risk management in order to meet its overriding objective: to provide Clearing Members with a central counterparty of the highest quality and to safeguard the interests of the company’s shareholders and contributors to its Clearing Funds. The goal of the Risk Management department is to manage the risk appetite of the Company in a manner which: Is prudent in risk management terms; Is robust operationally; Is consistent with its regulatory status and responsibilities; Is in line with market best practice; Read more […]
EMEA Head of Client Services recruitment
DEPARTMENT: Client Services, Operations JOB TITLE: Head of Client Services EMEA Global Head of Client Services PCS CORPORATE TITLE: Senior Director EFFECTIVE DATE: TASKS AND RESPONSIBILITIES: Head of Client Services Prime Brokerage • Responsible for the management of worldwide Client Services Prime Brokerage Teams covering multi asset clients trading Listed Futures and Options, Cash Equities, Fixed Income and OTC Products. • Manage a global team as the first point of contact for all customer queries and issues • Set strategic objectives People Management • Responsible for recruitment, Read more […]
COLL Officer recruitment
A leading Independent Investment Manager have a requirement for a COLL Officer to join their existing team in Glasgow With 11 offices across the UK they are focused on delivering stockbroking and investment management services to private investors, charities, trusts and institutions. They have a strong presence in Glasgow and have over the last 3 years transitioned back office operations from their London offices which will continue in 2012. Reporting directly to the Risk Oversight Operations Manager the team are responsible for the monitoring of compliance of fund Investments in accordance with Read more […]
Trading Technologist recruitment
If you are a talented trading technologist with a solid understanding of the financial markets, along with proven experience of developing trading applications and monitoring tools then we would love to hear from you! You will be responsible for live execution stability, and will be interacting with traders and external providers (exchange/broker technology personnel). You will be responsible for managing our internal algorithmic execution platform and integral in the setup of new connectivity platforms to various exchanges and counterparties. The successful applicant must be able to deal with Read more […]
Senior Operations Analyst – Global Top Tier Hedge Fund recruitment
Requirements:- Previous experience in an operations role at a leading hedge fund or asset management business.- A-level education or higher, demonstrating strong achievement.- Very strong attention to detail. Enthusiasm and self-motivation.- Detailed knowledge of equity managed accounts structures.- Experience in failed trades investigation and resolution.- Experience in cash reconciliations and projected cash flow and FX risk calculations.- Detailed knowledge of in-specie transfers is highly desirable.Responsibilities:- Settlement of timely trades and failed trade investigation.- Cash Position Read more […]