Policy, Audit and Regulatory Risk Specialist recruitment
The mission of the TIR PARR is to support technology organizations in their efforts to meet regulatory requirements and respond to requests for information about our technology risk management processes from regulators, auditors, and Morgan Stanley customers adequately and efficiently The Policy, Audit and Regulatory Risk Specialist accountability: To buffer TD from Regulatory and Audit requests, mapping challenges and themes, and challenging status quo where the firm operates inefficiently To drive process changes, ensuring that clients focus on broader intent of issues surfaced rather Read more […]
COMPLIANCE MANAGER, POLICY – GROWING COMMERCIAL BANK recruitment
BANKING COMPLIANCE EXPOSUREGROWING COMMERCIAL BANKENSURE OPERATIONS EXCELLENCEOur client is one of the fastest expanding commercial banks in Hong Kong offering full spectrum of banking products and services to their clients. They are currently seeking a high calibre Compliance professional to join their growing compliance team.As the key member of the team, you will be overseeing the overall Compliance Policy section within the department and be responsible for studying and analysing all banking regulations and compliance requirements and impacts on specific businesses. You will be working closely Read more […]
ASSISTANT COMPLIANCE MANAGER, POLICY – GROWING COMMERCIAL BANK-AZH recruitment
Our client is one of the fastest expanding commercial banks in Hong Kong offering full spectrum of banking products and services to their clients. They are currently seeking a high calibre Compliance professional to join their growing compliance team.As the key member of the team, you will be overseeing the overall Compliance Policy section within the department and be responsible for studying and analysing all banking regulations and compliance requirements and impacts on specific businesses. You will be working closely with Head of Compliance to advise management on compliance issues and update Read more […]
Private Bank/Credit Risk/Policy/Manager recruitment
My client is one of the most respected Private Banks in the world. This is an opportunity to work at a Senior Level with the Credit Risk teams in both London and Zurich on business initiatives and work on constant improvements on their Credit risk framework policies to enhance their credit risk management capabilities as well as support Business growth development.Job Functions: Effective management of Asia credit policy, procedures and processes. Prudent effective credit risk management including efficient credit processing in credit requests review approvals. Support the approval of Read more […]
SENIOR MANAGER – POLICY, CHINA AND INVESTMENT PRODUCTS (INVESTMENT PRODUCTS TEAM) recruitment
This role will allow you to work and learn in a challenging regulatory environment while using your first hand experience and knowledge of the financial markets to regulate and maintain the orderliness of Hong Kong’s securities and futures industry.We are currently looking for professionals who have sound market/regulatory knowledge in investment products/product innovation and/or practical experience in the international financial markets to join our Policy, China and Investment Products Division. The position will offer you the opportunity to join a dynamic team of professionals responsible Read more […]