Portfolio Compliance/Asset Management recruitment
Duties will include, but are not limited to:Portfolio monitoring account review to ensure compliance with client guidelines and regulatory requirementsInvestigations and query resolution/escalationEnsuring proposed trades do not breach specified client guidelinesIdentify implement process improvementsWorking with portfolio managers, client service executives and compliance to resolve any issuesThe successful applicant will be degree-educated, should have completed the IMC and be studying towards the CFA, coupled with a proven track record in portfolio control gained from an asset management house, Read more […]
December 10, 2011
• Tags: Asset Management careers in the UK, Asset Management recruitment, Portfolio Compliance • Posted in: Financial • Comments Off on Portfolio Compliance/Asset Management recruitment