Vice President, Private Banking Compliance recruitment
Our client is one of the largest Banks in the world and due to the fast growth of their Private Banking arm, they are seeking a mid-senior level Compliance professional to join the team.Reporting to the Regional Head of Private Banking Compliance, you will be responsible for but not limited to reviewing Private Banking business activities and ensuring compliance with existing regulations and policies, highlighting issues to senior management and assisting in the development and implementation of corrective action plans. The successful candidate will provide input to various business managers to Read more […]
KYC/AML – Private Banking Compliance recruitment
Reporting to the Team Head of Compliance – AML in Singapore, you will be responsible for Compliance for KYC – AML.Monitoring and Review, KYC, AML transaction monitoring and handle regulatory enquiries. Responsible for conducting process review and update existing procedures and policies to keep in line with regulatory and legal changes. Interpret regulations/ directives, and global/ regional policies; and provide compliance consultation to the Private Bankers or Investment bankers.Requirements:• minimum 2 years in Compliance or Compliance-related area in or covering a private bank Read more […]
VP, PRIVATE BANKING COMPLIANCE recruitment
Reporting to the Head of Compliance in Hong Kong, you will be responsible for providing compliance advice with regard to private wealth management on internal compliance standards, policies and procedures in respect of suitability, cross-border matters, etc. Track all relevant meetings, surveys and reviews with regulators as it pertains to the PWM business, assess all new alerts, circulars and other regulatory notifications to ensure that relevant documents are being provided on a timely basis. Participate in regional and/or global compliance group meetings that determine strategies and priorities Read more […]