Internal Audit (Manager – Senior Manager) – Private Wealth Management recruitment
Responsibilities: Independently plan and perform financial and operational audits across Asia Pacific.Communicate effectively with management and staff within Global Wealth Management, both locally and overseas.Co-ordinate with auditors around the globe on multi-region audits to ensure timely and effective completion.Discuss, finalize audit findings and manage relationships with auditees: discuss the status of audit actions and events impacting the auditee’s function and keep abreast of market and regulatory changes impacting the auditee’s functional processes.Be consistent in applying strong Read more […]
VP, Compliance, Private Wealth Management recruitment
Responsibilities:Act as the primary focal point to private banking business for facilitating resolution and escalation of any regulatory compliance issuesProactively build relationship with businesses and relevant regulatorsAdvise, review and approve of new and existing transactions, products and business initiativesWork closely with regional compliance and business unit compliance for the development and implementation of compliance initiativesDesign and conduct compliance training to promote a high performance compliance cultureSupervise and manage junior compliance staff in monitoring, documentation Read more […]
Risk Manager, Private Wealth Management recruitment
Due to growth in the private wealth platform, our client is currently seeking a Risk Manager to oversee and mitigate potential risk within the business. Working closely with the Head of Wealth Management Risk and private wealth business, you will be responsible for top level customer delivery along with best risk framework.Responsibilities-Devising Risk Appetite Strategy and framework and setting Key Risk Indicators to monitor performance within the group-Business partner with various internal and external stakeholders to drive the private wealth business, as well as providing oversight on Read more […]
Head of Compliance – Private Wealth Management recruitment
Head of Compliance/ Senior Compliance Manager Wealth Management / Private Banking Newly created opportunity within well regarded global wealth management business with an existing strong platform in AsiaWell known global financial services organisationHK based with broader Asia exposureExcellent career prospectsDue to continued growth and ambition within the Asia Pacific region our client require an experienced compliance manager to join their existing Private Banking Compliance team.The role is based in Hong Kong but will have a wider remit across Asia. The role reports to the Asia Head of Read more […]
Analyst, Middle Office, Private Wealth Management recruitment
ResponsibilitiesWork closely with teammates in Hong Kong and Singapore in providing all round business supportCoordinate with Middle and Back Office for any business related issuesMonitor trading functions to ensure all internal guidelines and compliance requirements are metPrepare MIS reports and other data analysis report to Business ManagementParticipate in various ad hoc projects to support the business and improve operations processRequirementsBachelor degree with a recognised universityMinimum 2 years of working experience in Banking industry, preferably in private wealth managementSolid Read more […]
Vice President – Compliance, Private Wealth Management recruitment
Reporting to the Head of Hong Kong Compliance and working closely with the Head of Wealth Management, you will have oversight for the business’ compliance to global policies and regional regulatory directives. Key duties will include assessing the bank’s current compliance framework across cross-border business conduct, personal account dealing, production and distribution of marketing materials and liaising with Anti Money Laundering colleagues on high risk transactions . You will also set up monitoring programmes for client suitability and the surveillance of trades in addition to reviewing new Read more […]
Compliance Officer – Private Wealth Management recruitment
Job Description Providing advice and support to business projects and issues requiring compliance inputManaging compliance-led projectsProviding review and sign-off of marketing materials prepared for distribution to clients / prospectsReviewing and approving client account and trade activity from an Anti-money laundering and a suitability perspectiveProviding support for / responding to general compliance-related queriesDevelopment and implementation of compliance-related policies and proceduresImpact analysis and implementation of regulatory changes affecting the PWM businessTrade Read more […]