Regional Head of Compliance – Control Room/Surveillance (Ref# RHC-CRS/DK310812) recruitment
The incumbent will take lead a large team who are responsible for overseeing regional compliance with respect to activities in relation to securities transactions. You will assume a broad oversight for Surveillance activities associated with compliance with bank’s internal policies with respect to employee trading. The role requires you to work closely with regional senior management to strength the oversight of various associated areas of compliance. You will be involved in assessing the effectiveness of established compliance surveillance and work with Global Counterparts to implement targeted Read more […]
Regional Head of Compliance, APAC recruitment
Regional RoleGlobal InsurerAttractive remuneration and benefitFor this role, you will report directly to the Global Head of Compliance. You will responsible for ensuring all corporate and local regulatory compliance requirements are identified and evaluated with effective programs.You will implementing and centralising a policies, procedures and control measures and provide strategic advice for sales operation developments to achieve company goals within the regions.You will also responsible for developing agency and staff compliance training and monitoring in the Asia Pacific Region as well as Read more […]
Regional Head of Compliance
Newly created leadership positionRegional scope. HK basedWell regarded US AM organisationOur client is a medium sized US based Investment Management firm with around US$100 billion assets under management. It has been operating in Asia for over a decade and their conservative expansion in the region is set to continue. An excellent opportunity exists to manage their Asia Compliance division. The role reports directly to the Global Head of Compliance based in the US and would involve the management of a team in Asia across several locations. The role would be based in Hong Kong but would have responsibility Read more […]