Regional Head of Compliance recruitment

A regional role has come up to head up the Compliance team for this well established Investment Bank . There are 2 roles available – one in Hong Kong (Equities) and one in Singapore (Debt focused) – both at the Director level.Description:To help develop the Compliance framework within the BankTo provide advisory support on compliance and regulatory issues to Regional ManagementTo develop strong relationships with sales and trading functions and provide compliance training where requiredTo provide strong management to the existing teams and help to drive and build the compliance brand across Read more […]

May 2, 2012 • Tags: , , • Posted in: Financial • Comments Off on Regional Head of Compliance recruitment

Regional Head of Compliance recruitment

You will be expected to establish and maintain a considerable compliance group to serve and guide all business units within the bank. You will also be responsible for all Compliance resources and implementation across the region. AML, trade surveillance monitoring, internal reviews and investigations will also fall within your remit. You will have: A minimum of 10 years relevant experience, Proven cross geographical team management ability, And suitable academic and professional qualifications.

November 29, 2009 • Tags: , • Posted in: Financial • Comments Off on Regional Head of Compliance recruitment